Panel discussion - Compliance and Onboarding – Getting it right

Michael Stanhope of Hubbis

Oct 17, 2023

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  • What are your on boarding challenges?
  • How can you streamline on boarding? And make the process more efficient?
  • With recent AML issues in Singapore - does anything need to change?
  • COSMIC AML initiatives and data exchange – how does this effect you?
  • What's your view on open banking and sharing information with peers? Pros and cons?
  • Why is there a lack of consistency across different private wealth managers?
  • What can the industry do to make this all less painful and time consuming? Can it be simplified?
  • What's the future of onboarding? To what extent can AI help?
  • Improving Financial Crime Operations – how can this be achieved?
  • Control and Risk Management – what are the challenges? How are they addressed?
  • Dynamic Perpetual KYC – what does this mean?
  • More granular risk rating – how can this be executed?
  • Integration of all internal and external information – how can you best achieve this?

 

Chair

Michael Stanhope

Chief Executive Officer & Founder
Hubbis

Panel Members

Lucy Gao-Azak

COO & Head of Wealth Management
Crossinvest


Ajit Vaidya
Executive Director - Head of International Wealth Management Operations
Nomura

Mark Buesser
Chairman
IMTF

Declan Trezise
Global Head Consulting
Babel Street

Andreas Wenger
Partner
Finalix

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