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Compliance in Asian Wealth Management Forum 2020 - Highlights - Damian Hitchen - Swissquote

Damian Hitchen of Swissquote

Jan 24, 2020

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1. What are the opportunities and challenges for this industry in the year ahead?

Video transcript

1. What are the opportunities and challenges for this industry in the year ahead?

Clearly, as we mentioned today, the compliance burden and monitoring responsibilities will continue to get larger, and larger, and larger. And that's what's quite refreshing about today's conference is that you've got people from business alongside people from compliance. As we talked about this morning, it's really critical that compliance professionals are involved in every aspect of the business. I think the days that they were just the gatekeepers to account opening and monitoring are now gone. They need to be up to speed in terms of regulation, where the industry is heading, to essentially make sure business is running compliantly, not compliance is running the business.

 

 
 
 

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