Anu Phanse

Operational Risk and Business Compliance

Swissquote

Profile:

Anu holds a Bachelor’s degree in Commerce and is a qualified Chartered Accountant. She recently completed an International Compliance Association course for Senior Compliance Professionals and is now a Certified Professional in Governance, Risk and Compliance. She has over 15 years of Audit, Risk and Compliance experience in Financial Services mainly focusing on Capital Markets entities. Anu started her career with Ernst and Young in their audit division after which she moved onto Prudential Group and later Eastspring Investments in Internal Audit and Compliance roles. She was the Head of Risk and Compliance for AAM Advisory (fully owned subsidiary of Quilter Plc) before joining her current role in Swissquote Singapore.

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Andaz Hotel, Singapore

Compliance in Asian Wealth Management Forum 2020

We were delighted to host our 8th Compliance in Asian Wealth Management Forum in Singapore.

Thank you to all of our event partners: IMTFMay 17, 2019Swissquote Oct 21, 2019